William L. Pierce
Professional summary
William Luther Pierce, who also goes by Lou Pierce, is a registered financial advisor currently at MBL ADVISORS located in Charlotte, North Carolina and M HOLDINGS SECURITIES, INC. located in Charlotte, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. William has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Luther Pierce's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2025 - Present
MBL ADVISORS
Office #1: 301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204May 28, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 301 S Mcdowell Street, Suite 1100, Charlotte, NC 28204September 17, 2004 - February 24, 2026
M HOLDINGS SECURITIES, INC.
August 22, 2001 - June 3, 2004
WS GRIFFITH SECURITIES, INC.
March 3, 1983 - June 3, 2004
WS GRIFFITH SECURITIES, INC.
October 5, 1978 - October 6, 1983
PROVIDENT MARKETING CORPORATION
December 2, 1977 - November 5, 1981
ALLSTATE ASSURANCE COMPANY
Primary Firm SEC Registration
MBL ADVISORS
CRD#: 305176 / SEC#: 801-117591
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2010)
(10/11/2021)
(5/5/2021)
(5/28/2004)
(11/12/2025)
(10/11/2010)
(5/28/2004)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 11/23/1977
Registered Representative ExaminationFINRA
Current Firm
MBL ADVISORS
CRD#: 305176 / SEC#: 801-117591
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 1,142,902,910 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2022 |
Red Flags
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