Maria C. Kondracki Dwyer

COMPASS CAPITAL

GOSHEN, NY

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CRD#: 844274

Professional summary

Maria Cornelia Kondracki Dwyer, who also goes by Maria Cornelia Dwyer, Maria C Kondracki, Maria Cornelia Kondracki, Maria Kondracki, Maria Kondracki-dwyer, Maria C Vanleeuwen, is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Goshen, New York and COMPASS SECURITIES CORPORATION located in Goshen, New York.

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Maria has worked at 7 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER STRATEGIC PLANNING INC INV REL: Y ADDR: GOSHEN, NY 10924 NATURE: LIFE INSURANCE/NON VARIABLE SALES ONLY: START: 01/01/1985 1 HR/WK NON-TRADING HOURS. BOARD OF TRUSTEES MEMBER SINCE APPR 2000- Keiser University/Everglades University (Everglades College, Inc., d/b/a Keiser University, and Everglades College, Inc., d/b/a Everglades University) of Fort Lauderdale, Florida, both been non-profit entities since 2011. 3 HOURS, TWICE YEARLY BOARD MEETINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Cornelia Kondracki Dwyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2018 - Present

COMPASS CAPITAL CORPORATION

RIA

CRD#: 112323

GOSHEN, NY

Current

October 23, 2018 - Present

COMPASS SECURITIES CORPORATION

CRD#: 16168

Goshen, NY

Past

March 25, 2017 - October 24, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WEST PALM BEACH, FL

Past

March 25, 2017 - October 24, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

WEST PALM BEACH, FL

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WEST PALM BEACH, FL

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST PALM BEACH, FL

Past

May 11, 1990 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BOCA RATON, FL

Past

January 2, 1990 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

BOCA RATON, FL

Past

October 20, 1977 - January 1, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

October 20, 1977 - January 1, 1990

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/23/2018)

IAR

Florida
(12/12/2018)

New Jersey
(10/23/2018)

IAR

New Jersey
(12/3/2018)

New York
(10/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/1990

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/14/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

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Contact information

Main Address

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

Mailing Address

Phone number

(781) 535-6083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maria C. Kondracki Dwyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Cornelia Kondracki Dwyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

COMPASS CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1990

Series 22TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/29/1990

Series 1

Date: 10/14/1977

Series 24

Date: 9/14/1992

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL CORPORATION

TRUST BUT VERIFY

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