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CRD#: 16168
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

COMPASS SECURITIES CORPORATION is located at 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734 and was first established at Boston, Massachusetts in 11/05/1984. After operating for 41 years, COMPASS SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COMPASS SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. COMPASS SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COMPASS SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COMPASS SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COMPASS SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for COMPASS SECURITIES CORPORATION Comes From

Understanding the Statistics for COMPASS SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734
Mailing Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734
Firm Size
Small
Phone Number
(781) 535-6083
Established
Massachusetts since 11/05/1984
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
COMPASS HOLDING GROUP INCSHAREHOLDER
CHAISSON, SCOTT STEPHENPRESIDENT/CEO2353375
SHANAHAN, TIMOTHY FRANCISDIRECTOR-CHIEF FINANCIAL OFFICER709231
WESCHLER, SUSAN MAUREENCHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER1796103

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Advisor's working at COMPASS SECURITIES CORPORATION

TC

Tyler Michael Chaisson

IAR
RR
CRD#: 6965271
Location:
Braintree, MA 02184-8734
Company:
COMPASS CAPITAL CORPORATION
Disclosures:
Experience:
7 years
View Profile
MK

Maria Cornelia Kondracki Dwyer

Maria Cornelia Dwyer, Maria C Kondracki, Maria Cornelia Kondracki, Maria Kondracki, Maria Kondracki-Dwyer, Maria C Vanleeuwen
IAR
RR
CRD#: 844274
Location:
Goshen, NY
Company:
COMPASS CAPITAL CORPORATION
Disclosures:
Experience:
48 years
View Profile
PM

Peter Montalbano

Peter Motantalbano
IAR
RR
CRD#: 2797912
CFP®: Certified Financial Planner
Location:
Colorado Springs, CO 80906
Company:
COMPASS CAPITAL CORPORATION
Disclosures:
Experience:
29 years
View Profile
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