Richard F. Dehner
Professional summary
Richard Frank Dehner, who also goes by Dick Dehner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olney, Illinois and CETERA WEALTH SERVICES, LLC located in Olney, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Frank Dehner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 801 Southwest Street Suite 109, Olney, IL 62450June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 801 Southwest Street Suite 109, Olney, IL 62450June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
March 7, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
October 7, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
May 4, 1998 - October 4, 2002
LIFEMARK SECURITIES CORP.
October 20, 1980 - May 5, 1998
EQUITABLE ADVISORS, LLC
September 7, 1977 - May 5, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
(1/27/2025)
(6/9/2021)
(6/9/2021)
(6/29/2023)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(1/31/2022)
(6/29/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/27/1977
Registered Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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