Patrick Ofarrell Shea
Professional Summary
Patrick Ofarrell Shea is a registered financial advisor currently at N.A. INVESTCORP LLC located in New York, New York and HILL SECURITIES LLC located in San Francisco, California. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1977. Patrick has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 5, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
HILL SECURITIES LLC
Contact Information
Main Address
501 2nd St, Suite 575, San Francisco, CA 94107Mailing Address
501 2nd St, Suite 575, San Francisco, CA 94107Phone Number
(415) 688-4250Established
Delaware since 09/11/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/21/2026)
(10/7/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2013About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2004Series 5 — Interest Rate Options Examination
Passed Nov 1981Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1982SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Ofarrell Shea's CRS (Customer Relationship Summary).
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