James Henry Okun Iii
Professional Summary
James Henry Okun III, who also goes by James Henry Okun, Jim Okun, James Henry Okun III, is a registered financial advisor currently at HILL SECURITIES LLC located in San Francisco, California. James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Henry Okun, Jim Okun, James Henry Okun Iii
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
HILL SECURITIES LLC
Contact Information
Main Address
501 2nd St, Suite 575, San Francisco, CA 94107Mailing Address
501 2nd St, Suite 575, San Francisco, CA 94107Phone Number
(415) 688-4250Established
Delaware since 09/11/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/21/2026)
(6/15/2026)
(10/7/2026)
(7/9/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Henry Okun III's CRS (Customer Relationship Summary).
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