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Michael Edward Haskett

GORDON, HASKETT CAPITAL
NEW YORK, NY
·CRD# 836242·49 years experience

Professional Summary

Michael Edward Haskett is a registered financial advisor currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1977. Michael has worked at 4 firms and has passed the Series 99TO, Series 7TO, SIE, Series 39, Series 24 and Series 40 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

GORDON, HASKETT CAPITAL CORPORATION·CRD# 7976
BD
441 Lexington Avenue, New York, NY 10017
October 27, 1979 - Present
STANWICH FINANCIAL COMPANY·CRD# 22572
BD
August 25, 1989 - May 17, 1990
MIDWOOD SECURITIES, INC.·CRD# 21520
BD
New York, NY
November 7, 1988 - January 1, 1989
GORDON, HASKETT & CO.·CRD# 7378
BD
Greenwich, CT
April 14, 1977 - July 19, 2016

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Current Firm

GH
GORDON, HASKETT CAPITAL CORPORATION

BRUAN, GORDON INVESTING GROUP, INC. | GORDON, HASKETT INVESTING GROUP, INC. | GORDON, HASKETT CAPITAL CORPORATION | GORDON, HASKETT & CO., INC.

CRD#: 7976 / SEC#: 8-33944
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

441 Lexington Avenue 10th Fl., New York, NY 10017

Mailing Address

441 Lexington Avenue 10th Fl., New York, NY 10017

Phone Number

(914) 329-0370

Established

Delaware since 03/21/1985

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GORDON, ALLAN SANFORDDIRECTOR AND STOCKHOLDER225635
HASKETT, MICHAEL EDWARDPESIDENT DIRECTOR AND STOCKHOLDER836242
BORTECK, MARK BRUCEGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER1367206
EPSTEIN, ANDREWCONTROLLER, PFO ,INTRODUCING BROKER -DEALER FINOP AND POO6008825

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jan 2023About the Series 39 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 40 — Registered Principal Examination

Passed Mar 1977
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Edward Haskett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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