Gerald M. Mirra

CETERA INVESTMENT ADVISERS

ARMONK, NY 10504

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CRD#: 834197

Professional summary

Gerald Martin Mirra, who also goes by Gerald Mirra, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Armonk, New York and CETERA WEALTH SERVICES, LLC located in Armonk, New York.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Gerald has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald Mirra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Martin Mirra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 80 Business Park Drive Suite 208, Armonk, NY 10504

RIA

CRD#: 105644

ARMONK, NY

Current

January 29, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 80 Business Park Drive Suite 207, Armonk, NY 10504

CRD#: 13572

Armonk, NY

Past

April 4, 2019 - February 18, 2025

EQUITY SERVICES, INC.

RIA

CRD#: 265

ARMONK, NY

Past

April 4, 2019 - February 18, 2025

EQUITY SERVICES, INC.

CRD#: 265

ARMONK, NY

Past

December 15, 2010 - April 2, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TARRYTOWN, NY

Past

December 8, 2010 - April 2, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

TARRYTOWN, NY

Past

July 26, 2007 - December 13, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WHITE PLAINS, NY

Past

June 28, 2006 - December 13, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

WHITE PLAINS, NY

Past

October 14, 1999 - June 30, 2006

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

January 2, 1998 - October 28, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

October 8, 1996 - January 2, 1998

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

May 2, 1996 - October 1, 1996

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 25, 1981 - January 1, 1996

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/29/2025)

Delaware
(1/29/2025)

Florida
(1/29/2025)

New Hampshire
(1/29/2025)

New Jersey
(1/29/2025)

New York
(1/29/2025)

IAR

New York
(1/29/2025)

North Carolina
(1/29/2025)

Pennsylvania
(1/29/2025)

South Carolina
(1/29/2025)

Washington
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2000

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/24/1977

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald M. Mirra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Martin Mirra's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

1717 CAPITAL MANAGEMENT COMPANY

CADARET, GRANT & CO., INC.

PINEBRIDGE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2007

Series 63

Date: 6/19/1987

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2000

Series 1

Date: 2/24/1977

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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