Donald Ray Penrod
Professional Summary
Donald Ray Penrod is a registered financial advisor currently at PENROD FINANCIAL GROUP located in Branson, Missouri. Donald is registered as a RR (Registered Representative) and started their career in finance in 1977. Donald has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
PENROD & COMPANY | PENROD FINANCIAL SERVICES, INC. | PENROD FINANCIAL GROUP | PENROD AND COMPANY
Contact Information
Main Address
574 State Highway 248 Suite 5, Branson, MO 65616Mailing Address
P.o. Box 220, Branson, MO 65615Phone Number
(417) 334-3455Established
Missouri since 06/08/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PENROD, DONALD RAY | REGISTERED PRINCIPAL, TREASURER | 833918 |
| AMSBERRY, RICHARD FRANCIS | FINOP | 2917504 |
| PENROD, AARON MATTHEW | VP/MUNI COMPLIANCE PRINCIPAL | 3194251 |
| PENROD, BECKY LOU | PRESIDENT, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL | 1088598 |
| PENROD, BECKY LOU | CO-OWNER, SECRETARY | 1088598 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/23/1989)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Donald Ray Penrod's CRS (Customer Relationship Summary).
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