Mary Catherine Ayers-rigsby
Professional Summary
Mary Catherine Ayers-rigsby, who also goes by Mary C Ayers, Mary Catherine Ayers, Catherine Ayersrigsby, Mary Catherine Ayersrigsby, Mary Catherine Rigsay, is a registered financial advisor currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland. Mary is registered as a RR (Registered Representative) and started their career in finance in 1983. Mary has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, Series 7TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary C Ayers, Mary Catherine Ayers, Catherine Ayersrigsby, Mary Catherine Ayersrigsby, Mary Catherine Rigsay
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS
Contact Information
Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850Phone Number
(866) 842-3356Established
Massachusetts since 09/30/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/14/2013)
(1/12/2022)
(2/14/2013)
(8/28/2009)
(2/14/2013)
(2/14/2013)
(2/14/2013)
(2/3/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mary Catherine Ayers-rigsby's CRS (Customer Relationship Summary).
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