Mitchell P. Dixon
Professional summary
Mitchell Potter Dixon is a registered financial professional currently at BA SECURITIES, LLC located in Davis, California.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2026. Mitchell has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Potter Dixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2026 - Present
BA SECURITIES, LLC
Office #1: 2820 5th St., Davis, CA 95618State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 9/24/2026
General Securities Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRINCIPAL | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | PRESIDENT & AML OFFICER | 4221461 |
Red Flags
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