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George Madison Earl Jr

CRESCENT SECURITIES GROUP
Lubbock, TX
·CRD# 827931·50 years experience

Professional Summary

George Madison Earl JR, who also goes by Mike Earl Jr, is a registered financial advisor currently at CRESCENT SECURITIES GROUP, INC. located in Lubbock, Texas. George is registered as a RR (Registered Representative) and started their career in finance in 1976. George has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Earl Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

CRESCENT SECURITIES GROUP, INC.·CRD# 114993
BD
6905 82nd Street Suite 100, Lubbock, TX 79424
January 24, 2019 - Present
LOWELL & COMPANY, INC.·CRD# 24913
BD
Lubbock, TX
August 21, 2015 - September 10, 2019
CAPROCK SECURITIES, INC.·CRD# 8014
BD
Lubbock, TX
February 9, 1993 - August 5, 2015
CAPROCK SECURITIES, INC.·CRD# 8014
BD
Lubbock, TX
May 27, 1982 - October 11, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
October 1, 1976 - June 3, 1983

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Current Firm

CS
CRESCENT SECURITIES GROUP, INC.

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993 / SEC#: 8-53457
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Mailing Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Phone Number

(972) 490-0150

Established

Texas since 04/10/2001

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
D2 EQUITY HOLDINGS, INC.SHAREHOLDER—
DUREN, TRAVIS NICKDIRECTOR/PRESIDENT/SECRETARY/CCO1589445
STERLING, DONALD WILLIAMFINOP—
TRAVIS, RUSSELL WARRENVICE PRESIDENT2759751

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Mexico
(9/10/2019)
RR
Texas
(1/25/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1993About the Series 6 exam

Series 1 — Registered Representative Examination

Passed Sep 1976
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Madison Earl JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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