Russell Warren Travis
Professional Summary
Russell Warren Travis is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Plano, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas. Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Russell has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
Contact Information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093Phone Number
(972) 490-0150# of Employees
18SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
510AUM (Assets Under Management)
$344,367,795Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
State Registrations and Notice Filings
(4/20/2016)
(5/8/2002)
(12/6/2010)
(11/18/2008)
(1/2/2009)
(4/10/2024)
(1/16/2008)
(1/3/2012)
(1/31/2025)
(3/24/2004)
(8/15/2011)
(1/10/2024)
(1/30/2002)
(10/3/2012)
(4/16/2012)
(3/17/2026)
(4/28/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2004SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Russell Warren Travis's CRS (Customer Relationship Summary).
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