Thomas E. Worthington
Professional summary
Thomas Edward Worthington, who also goes by Tom Worthington, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Jacksonville, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1976. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Worthington's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2006 - Present
THE LEADERS GROUP, INC.
Office #1: 12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258October 13, 1999 - January 31, 2006
HORNOR, TOWNSEND & KENT, LLC
June 27, 1988 - December 31, 1991
GORDIAN SECURITIES, INC.
April 10, 1986 - May 24, 1988
CAPITOL SECURITIES MANAGEMENT, INC.
September 20, 1976 - March 14, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2006)
(1/18/2006)
(5/7/2021)
Exams
Series 1
Date: 9/14/1976
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Jacksonville, FL 32258TRUST BUT VERIFY
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