Steven T. Grant
Professional summary
Steven Taylor Grant is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1976. Steven has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, Series 3, SIE, PC, Series 7, Series 24, Series 14, Series 53, Series 4, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Taylor Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 1999 - Present
GRANT WILLIAMS L.P.
Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103Office #2: 1650 Market Street 53rd Floor, Philadelphia, PA 19103August 27, 1996 - March 1, 1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
June 6, 1990 - July 10, 1996
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
July 31, 1989 - July 11, 1990
WCMI, INC.
September 23, 1987 - July 7, 1988
AXELROD ASSOCIATES, INC.
March 4, 1986 - September 25, 1986
AXELROD ASSOCIATES, INC.
September 27, 1976 - May 8, 1979
REVERE MANAGEMENT CO., INC.
August 27, 1976 - August 12, 1989
HESS, GRANT & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2021)
(9/29/2022)
(8/5/2005)
(7/27/2022)
(8/5/2005)
(3/2/1999)
(7/20/2007)
(4/2/2013)
(7/2/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationPC
Date: 11/23/1981
AMEX Put and Call ExamSeries 40
Date: 9/27/1976
Registered Principal ExaminationFINRA
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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