AS
Arthur P. Sanger
ON INVESTMENT MANAGEMENT CO
MADISON, WI 53719
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CRD#: 826217
AS
Professional summary
Arthur Peter Sanger is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Madison, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Madison, Wisconsin.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Arthur has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WISCONSIN FINANCIAL GROUP, INC; NOT INVESTMENT RELATED; 2923 MARKETPLACE DRIVE SUITE 210 MADISON WI 53719; INSURANCE SALES; PRESIDENT/OWNER; 02/08/2008 TO PRESENT; 260 HOURS PER MONTH INCLUDING MARKET HOURS; OWN, MANAGE, HIRE, FIRE AGENTS & STAFF WITHIN AGENCY, ALSO CONDUCT LIFE, HEALTH, DISABILITY, LTC, AND FIXED ANNUITY SALES.
2) WELATH BUILDING CORNERSTONES; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR STE 210 MADISON, WI 53719; SALES SYSTEM INSURANCE; MEMBER; START DATE: 10/11/2011; PROMOTING, TRAINING, SELLING USE OF SALES SYSTEM. 10 HOURS PER MONTH (0 HOURS DURING TRADING)
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Peter Sanger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2012 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2923 Marketplace Dr Ste 200, Madison, WI 53719RIA
CRD#: 105662
MADISON, WI
Current
February 1, 1996 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2923 Marketplace Drive Suite 210, Madison, WI 53719BD
CRD#: 2936
MADISON, WI
Past
May 3, 2010 - December 31, 2011
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
MADISON, WI
Past
April 16, 2009 - July 29, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
MADISON, WI
Past
June 8, 1987 - December 31, 1990
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
May 8, 1986 - January 15, 1996
WFG SECURITIES CORPORATION
BD
CRD#: 13169
MIDDLETON, WI
Past
April 24, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
April 24, 1986 - May 25, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
December 13, 1983 - May 16, 1986
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Past
August 24, 1976 - December 2, 1983
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2021)
RR
Arizona(9/8/2021)
RR
California(6/8/2015)
RR
Colorado(7/7/2025)
IAR
Connecticut(5/14/2015)
RR
Florida(8/30/2021)
IAR
Florida(12/22/2021)
RR
Georgia(8/30/2021)
RR
Idaho(8/30/2021)
RR
Illinois(1/14/1997)
RR
Kansas(8/30/2021)
RR
Massachusetts(8/30/2021)
RR
Michigan(8/30/2021)
RR
Minnesota(1/8/1997)
RR
Nevada(9/13/2021)
RR
North Carolina(8/30/2021)
RR
Ohio(8/30/2021)
RR
Texas(9/8/2015)
IAR
Texas(9/8/2015)
RR
Vermont(8/30/2021)
RR
Virginia(8/31/2021)
RR
Wisconsin(2/2/1996)
IAR
Wisconsin(3/12/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/20/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Madison, WI 53719TRUST BUT VERIFY
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