SR
Steven R. Resnick
THE SUM
THE WOODLANDS, TX 77381
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CRD#: 8259156
SR
Steven Ross ResnickTHE SUM
Professional summary
Steven Ross Resnick, who also goes by Steve Ross Resnick, Steven Resnick, is a registered financial advisor currently at THE SUM located in The Woodlands, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Steven has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Steve Ross Resnick | Steven Resnick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently employed on a limited basis by AEGIS Hedging Solutions, LLC located at: 2829 Technology Forest Blvd #440, The Woodlands, TX 77381 AEGIS is not securities related. AEGIS has two subsidiaries, AEGIS CTA, LLC which is a Commodity Trade Advisor (CTA) registered with the CFTC and NFA and AEGIS SEF, LLC which maintains a Swap Execution Facility (SEF) registered with the CFTC. AEGIS' hedging activities are exclusively focused on helping companies manage commercial commodity price risk. I became a full-time employee in January 2022 and retired from my full-time position as the AEGIS Chief Customer Officer in December 2025. The role focused on maintaining quality service delivery to retain and expand the customer base. I did not (and do not) provide any trading advice or perform any trading activity. As an Officer in the company, I was registered as a Principal with the NFA, however, I was withdrawn from the NFA when I retired in December 2025. At this point I work only on an ad-hoc basis (typically ~2 hours per month) as an Advisor to the CEO (my former boss) and coaching / mentoring to my former team. I am no longer an officer of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Ross Resnick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2026 - Present
THE SUM
Office #1: 4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381RIA
CRD#: 297658
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE SUM
THE PLANNING PROJECT LLC | THE SUM
CRD#: 297658 / SEC#: 801-122376
RIA
Registered Investment Advisory firm - (9/23/2021 Approved)Texas
Registered Investment Advisory firm - (10/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/22/2026)
Current Firm
TS
THE SUM
THE PLANNING PROJECT LLC | THE SUM
CRD#: 297658 / SEC#: 801-122376
RIA
Registered Investment Advisory firm - (9/23/2021 Approved)Texas
Registered Investment Advisory firm - (10/4/2021 Terminated)Loading...
Contact information
Main Address
4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381
Mailing Address
Phone number
(281) 940-4859
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 949 |
| AUM (Assets Under Management) | $ 551,358,564 |
Red Flags
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