GT
Gina M. Trokey
PRINCIPAL ADVISED SERVICES
CHARLOTTE, NC 28262
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CRD#: 8242430
GT
Gina M TrokeyPRINCIPAL ADVISED SERVICES
Professional summary
Gina M Trokey, who also goes by Gina Johnson, Gina Trokey, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Charlotte, North Carolina and PRINCIPAL SECURITIES, INC. located in Charlotte, North Carolina.
Gina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Gina has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Gina Johnson | Gina Trokey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**PURE BARRE POSITION: Front Desk Attendant NATURE: Fitness INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2025 ADDRESS: 1922 Augusta St, Ste 113, Greenville SC 29605, United States DESCRIPTION: Pure Barre is a boutique fitness studio that provides group fitness classes focused on barre-based exercise, strength, flexibility, and wellness. The studio also sells fitness-related retail merchandise and memberships. Customers are individual consumers seeking health and fitness services. My role is limited to front desk/customer service duties ("Barretender"), including greeting members, checking clients into classes, answering questions, selling memberships, and supporting studio operations. No financial, investment, insurance, or securities-related services are provided. **CLASSDOJO (DOJO TUTOR) POSITION: Online Tutor NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2025 ADDRESS: 735 Tehama Street, San Francisco CA 94103, United States DESCRIPTION: Dojo Tutor (through ClassDojo) provides online tutoring and academic support services for students in Pre-K through 12th grade across a variety of subjects, including mathematics, science, English/language arts, social studies, and test preparation. Services are delivered virtually through an educational technology platform. Customers consist of students and their parents or guardians seeking supplemental educational instruction and academic enrichment. My role is limited to providing educational tutoring services and does not involve financial, investment, insurance, or securities-related activities.
CRS (Client Relationship Summary) - RIA
Click below to view Gina M Trokey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2026 - Present
PRINCIPAL ADVISED SERVICES
Office #1: 401 Mccullough Dr Ste 210, Charlotte, NC 28262RIA
CRD#: 297324
CHARLOTTE, NC
Current
May 21, 2026 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 401 Mccullough Dr Ste 200, Charlotte, NC 28262RIA
BD
CRD#: 1137
Charlotte, NC
Past
June 18, 2026 - June 18, 2026
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2026)
RR
Alaska(6/18/2026)
RR
Arizona(6/18/2026)
RR
Arkansas(6/18/2026)
RR
California(6/18/2026)
RR
Colorado(6/18/2026)
RR
Connecticut(6/18/2026)
RR
Delaware(6/18/2026)
RR
District of Columbia(6/18/2026)
RR
Florida(6/18/2026)
RR
Georgia(6/18/2026)
RR
Hawaii(6/18/2026)
RR
Idaho(6/18/2026)
RR
Illinois(6/18/2026)
RR
Indiana(6/18/2026)
RR
Iowa(6/18/2026)
IAR
Iowa(7/15/2026)
RR
Kansas(6/18/2026)
RR
Kentucky(6/18/2026)
RR
Louisiana(6/18/2026)
RR
Maine(6/18/2026)
RR
Maryland(6/18/2026)
RR
Massachusetts(6/18/2026)
RR
Michigan(6/18/2026)
RR
Minnesota(6/18/2026)
RR
Mississippi(6/18/2026)
RR
Missouri(6/18/2026)
RR
Montana(6/18/2026)
RR
Nebraska(6/18/2026)
RR
Nevada(6/18/2026)
RR
New Hampshire(6/18/2026)
RR
New Jersey(6/18/2026)
RR
New Mexico(6/18/2026)
RR
New York(6/18/2026)
RR
North Carolina(6/18/2026)
IAR
North Carolina(7/15/2026)
RR
North Dakota(6/18/2026)
RR
Ohio(6/22/2026)
RR
Oklahoma(6/18/2026)
RR
Oregon(6/18/2026)
RR
Pennsylvania(6/18/2026)
RR
Rhode Island(6/18/2026)
RR
South Carolina(6/18/2026)
IAR
South Carolina(7/15/2026)
RR
South Dakota(6/18/2026)
RR
Tennessee(6/18/2026)
RR
Texas(6/18/2026)
RR
Utah(6/18/2026)
RR
Vermont(6/18/2026)
RR
Virginia(6/18/2026)
RR
Washington(6/18/2026)
RR
West Virginia(6/18/2026)
RR
Wisconsin(6/18/2026)
RR
Wyoming(6/18/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 5/21/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)Loading...
Contact information
Main Address
655 9th Street, Des Moines, IA 50309
Mailing Address
711 High Street, Des Moines, IA 50392
Phone number
(866) 412-0770
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23,164 |
| AUM (Assets Under Management) | $ 1,422,868,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/24/2026 | ||
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
