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DD

Daniel J. Dolan

ALLSPRING FUNDS MANAGEMENT
CHARLOTTE, NC 28203
CRD#: 8229235
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DD
Daniel Jacob DolanALLSPRING FUNDS MANAGEMENT

Professional summary

Daniel Jacob Dolan, who also goes by Dan Dolan, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Charlotte, North Carolina and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dan Dolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jacob Dolan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #1: 1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
RIA
CRD#: 110841
CHARLOTTE, NC
Current

April 1, 2026 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203
BD
CRD#: 133366
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/1/2026)
RR
California
(4/1/2026)
RR
Connecticut
(4/1/2026)
RR
Delaware
(4/1/2026)
RR
Florida
(4/1/2026)
RR
Georgia
(4/1/2026)
RR
Indiana
(4/1/2026)
RR
Louisiana
(4/1/2026)
RR
Maine
(4/1/2026)
RR
Maryland
(4/1/2026)
RR
Massachusetts
(4/1/2026)
RR
Michigan
(4/1/2026)
RR
New Hampshire
(4/1/2026)
RR
New Jersey
(4/1/2026)
RR
New York
(4/1/2026)
RR
North Carolina
(4/1/2026)
IAR
North Carolina
(4/1/2026)
RR
Ohio
(4/1/2026)
RR
Pennsylvania
(4/1/2026)
RR
Rhode Island
(4/1/2026)
RR
South Carolina
(4/1/2026)
RR
Tennessee
(4/1/2026)
RR
Vermont
(4/1/2026)
RR
Virginia
(4/1/2026)
RR
Wisconsin
(4/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/12/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information

Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
714

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 20, 2026 2A BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts10,118
AUM (Assets Under Management)$ 324,654,889,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841Charlotte, NC 28203

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