Robert Taylor Mann
Professional Summary
Robert Taylor Mann is a registered financial advisor currently at FIRST GEORGETOWN SECURITIES, INC. located in Alexandria, Virginia. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Robert has worked at 2 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 5, Series 7, Series 53, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Years of Experience
50 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Current Firm
FIRST GEORGETOWN SECURITIES, INC | FIRST GEORGETOWN SECURITIES, INC.
Contact Information
Main Address
1700 Diagonal Rd. Suite 200, Alexandria, VA 22314Mailing Address
1700 Diagonal Rd. # 200, Alexandria, VA 22314Phone Number
(703) 519-7700Established
Delaware since 05/01/1975Firm Type
CorporationFiscal Year End
JulyFirm Size
Small# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
123AUM (Assets Under Management)
$115,737,800Disclosures
Regulatory Event
16Arbitration
2Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
Primary Firm SEC Registration
FIRST GEORGETOWN SECURITIES, INC | FIRST GEORGETOWN SECURITIES, INC.
State Registrations and Notice Filings
(9/21/1987)
(1/31/2011)
(1/24/1985)
(1/1/1985)
(1/13/2011)
(4/30/1985)
(1/22/2009)
(3/13/2006)
(1/28/2015)
(2/6/2006)
(9/26/2006)
(11/2/2006)
(2/21/2002)
(3/25/2002)
(1/11/2006)
(1/25/1985)
(5/12/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 1999Series 5 — Interest Rate Options Examination
Passed Dec 1981SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - RIA
Click below to view Robert Taylor Mann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Taylor Mann's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
MORGAN STANLEY
