Ronald Goldberg

CETERA INVESTMENT ADVISERS LLC

TURNERSVILLE, NJ 08012

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CRD#: 822091

Professional summary

Ronald Goldberg is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Turnersville, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Langhorne, Pennsylvania.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Ronald has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PINNACLE WEALTH & BENEFITS STRATEGIES, INC; INV REL; SAME AS REGISTERRED LOCATION, FINANCIAL SERVICES; FINANCIAL PROFESSIONA; START DATE 10/2021; 160 HRS/MTH DURING SECURITIES TRADING HRS: 2) NAME OF OTHER BUSINESS: PINNACLE WEALTH ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: 30 D THIRD ST, ELMER, NJ, 08318, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Goldberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2012 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 151 Fries Mill Rd Ste 201, Turnersville, NJ 08012

RIA

CRD#: 105644

TURNERSVILLE, NJ

Current

April 2, 2012 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #2: 151 Fries Mill Rd Ste 201, Turnersville, NJ 08012

CRD#: 10358

LANGHORNE, PA

Past

February 11, 2009 - April 3, 2012

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

CHERRY HILL, NJ

Past

February 2, 2009 - April 3, 2012

VALMARK SECURITIES, INC.

CRD#: 31243

CHERRY HILL, NJ

Past

January 30, 2008 - February 10, 2009

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

CHERRY HILL, NJ

Past

January 30, 2008 - February 10, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CHERRY HILL, NJ

Past

February 27, 2003 - February 8, 2008

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CHERRY HILL, NJ

Past

August 28, 1999 - February 8, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

CHERRY HILL, NJ

Past

June 19, 1996 - August 31, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

August 18, 1982 - May 20, 1989

INMARK SECURITIES CORP.

CRD#: 10670

MARLTON, NJ

Past

May 14, 1976 - September 23, 1982

VP DISTRIBUTORS LLC

CRD#: 3036

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/18/2012)

Delaware
(4/18/2012)

Florida
(4/5/2012)

Maryland
(10/14/2015)

New Jersey
(4/2/2012)

IAR

New Jersey
(4/2/2012)

New York
(4/5/2012)

Pennsylvania
(4/2/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 8/25/2017

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/1996

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 6/19/1982

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/10/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/1982

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WS GRIFFITH SECURITIES, INC.

INMARK SECURITIES CORP.

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 6/18/1996

SIE

Date: 10/1/2018

Series 62

Date: 8/25/2017

Series 6

Date: 6/18/1996

Series 7

Date: 6/19/1982

Series 1

Date: 5/10/1976

Series 24

Date: 7/30/1982

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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