Lucas Michael Carpenter
Professional Summary
Lucas Michael Carpenter is a registered financial advisor currently at DSP SECURITIES, LLC located in Conshohocken, Pennsylvania. Lucas is registered as a RR (Registered Representative) and started their career in finance in 2026. Lucas has worked at 1 firm and has passed the Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Current Firm
DSP SECURITIES, LLC
Contact Information
Main Address
161 Washington Street Suite 580, Conshohocken, PA 19428Mailing Address
161 Washington Street Suite 580, Conshohocken, PA 19428Phone Number
(484) 533-6311Established
Pennsylvania since 06/15/2018Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2026About the Series 79TO examSRO Registrations
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Lucas Michael Carpenter's CRS (Customer Relationship Summary).
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC