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LC

Lucas M. Carpenter

DSP SECURITIES
CONSHOHOCKEN, PA 19428
Some features on this profile are disabled
CRD#: 8220407
LC
Lucas Michael CarpenterDSP SECURITIES

Professional summary

Lucas Michael Carpenter is a registered financial professional currently at DSP SECURITIES, LLC located in Conshohocken, Pennsylvania.

Lucas is registered as a RR (Registered Representative) and started their career in finance in 2026. Lucas has worked at 1 firm and has passed the Series 79TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucas Michael Carpenter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2026 - Present

DSP SECURITIES, LLC

Office #1: 161 Washington Street Suite 580, Conshohocken, PA 19428
BD
CRD#: 298048
CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 7/29/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 7/13/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DSP SECURITIES, LLC
DSP SECURITIES, LLC

CRD#: 298048 / SEC#: , 8-70170

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington Street Suite 580, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 580, Conshohocken, PA 19428
Phone number
(484) 533-6311
Established
Pennsylvania since 06/15/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
DELANCEY STREET HOLDINGS LLCSHAREHOLDER
HIGGINS, STEVEN DUANEMANAGING DIRECTOR2037429
MCNAUGHTON, JAMES ROBERTMANAGING DIRECTOR3166364
ATTANASIO, ELIZABETH MARIEFINOP, PFO5325007
DOLAN, PATRICK EDWARDCHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR
SCHMUCKER, B ANDREWMANAGING PARTNER

Red Flags

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Company Information

DSP SECURITIES, LLC

CRD#: 298048Conshohocken, PA 19428

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