RH
Richard A. Hellberg
PETERALEXANDER
West Conshohocken, PA 19428-2718
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CRD#: 821798
RH
Professional summary
Richard Alan Hellberg is a registered financial advisor currently at PETERALEXANDER located in West Conshohocken, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: PETER ALEXANDER & COMPANY, INC. | POSITION HELD: PRESIDENT | ADDRESS: 15 UNION HILL ROAD, CONSHOHOCKEN, PA. 19428 | START DATE: 10/1/1991 | NATURE OF
ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILTY, PROPERTY & CASUALITY
| WITH MULTIPLE CARRIERS.
(2)BOARD MEMBER
DBA NAME: ST. LUKE UNITED METHODIST;
INVESTMENT RELATED: NO;
ADDRESS: 568 MONTGOMERY AVE., BYRN MAWR, PA 19010;
NATURE OF OBA: RELIGIOUS ORGANIZATION;
POSITION, TITLE, RELATIONSHIP: CHAIRMAN FINANCE COMMITTEE;
START DATE OF OBA: 06/2013;
# HOURS/MONTH: 1-2 HRS/MONTHLY;
# HOURS/MONTH DURING TRADING: 0 HRS/MONTHLY;
DESCRIBE DUTIES: CHAIR COMMITTEE MEETINGS; FOLLOW UP ON BILLS BEING PAID BY THE CHURCH; THERE IS NO CHECK WRITING PRIVILEGES INVOLVED.
3) LANDLORD | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 144 ROCHELLE AVENUE, PHILADEPHIA, PA 19128 | START DATE: 1997-07-01 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: HANDLE INQUIRIES FROM MANAGEMENT COMPANY.
4) PHILA. 21ST WARD REPUBLICAN COMMITTEEMAN | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER-REPUBLICAN COMMITTEEMAN | ADDRESS: 21ST WARD PHILA PA | START DATE: 2009-07-01 | NATURE OF ACTIVITY: OTHER-POLITICAL/CIVIC | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: REGISTERING VOTERS, RECRUITING OTHER COMMITTEE PEOPLE AND GETTING VOTERS TO THE POLLS.
5) CONTRIBUTING AUTHOR | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: AUTHOR | ADDRESS: 15 UNION HILL ROAD SUITE 150 CONSHOHOCKEN, PA 19428 | START DATE: 3/18/2019 | NATURE OF ACTIVITY: PUBLISHING | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: REP ADDING BRIEF BIO AND A CASE STUDY THAT TALKS ONLY ABOUT ESTATE PLANNING DESIGN AND NO MENTION OF ANY KIND OF PRODUCT. AND THERE WILL BE NO MENTION OF HTK OR PML.
6) SIMPSON SENIOR SERVICES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: DIRECTOR | ADDRESS: 150 MONUMENT ROAD SUITE 105 BALA CYNWYD, PA 19004 | START DATE: 11/4/2019 | NATURE OF ACTIVITY:CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10
| DESCRIPTION OF DUTIES: MEMBER OF THE BOARD INVOLVED IN THE OVERVIEW OF
| THE ORGANIZATION AND PARTICIPATE IN STRATEGIC DECISIONS. ADVISING ON REVENUE AND EXPENSE PROJECTIONS AND OFFERING INSIGHT ON THEIR INVESTMENT DECISIONS. I WILL HAVE NO SIGNATURE POWER, NOR WILL I BE INVOLVED IN ANY INVESTMENT IMPLEMENTATION.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alan Hellberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2020 - Present
PETERALEXANDER
Office #1: 15 Union Hill Road Suite 150, West Conshohocken, PA 19428-2718RIA
CRD#: 308142
West Conshohocken, PA
Past
June 9, 2015 - March 10, 2020
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
June 1, 2015 - March 10, 2020
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
July 12, 2012 - June 2, 2015
MERION WEALTH PARTNERS, LLC
RIA
CRD#: 152680
CONSHOHOCKEN, PA
Past
July 12, 2012 - June 2, 2015
MERCAP SECURITIES, LLC
BD
CRD#: 156607
BETHLEHEM, PA
Past
June 15, 2010 - July 9, 2012
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
CONSHOHOCKEN, PA
Past
January 6, 1993 - July 9, 2012
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
CONSHOHOCKEN, PA
Past
January 5, 1993 - June 17, 2015
PETERALEXANDER
RIA
CRD#: 119353
CONSHOHOCKEN, PA
Past
May 8, 1990 - May 20, 1992
KAVANAUGH SECURITIES, INC.
BD
CRD#: 10606
DALLAS, TX
Past
May 3, 1976 - March 14, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/26/1976
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
PE
PETERALEXANDER
PETER ALEXANDER & COMPANY, INC. | PETERALEXANDER
CRD#: 308142 / SEC#:
Pennsylvania
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Contact information
Main Address
15 Union Hill Road Suite 150, West Conshohocken, PA 19428-2718
Mailing Address
Phone number
(610) 940-1441
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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