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Nicholas J. Barbas

BELL POTTER SECURITIES (US)
NEW YORK, NY 10022
CRD#: 8214139
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Nicholas John BarbasBELL POTTER SECURITIES (US)

Professional summary

Nicholas John Barbas is a registered financial professional currently at BELL POTTER SECURITIES (US) LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2026. Nicholas has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas John Barbas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2026 - Present

BELL POTTER SECURITIES (US) LLC

Office #1: 444 Madison Ave Floor 39, New York, NY 10022
BD
CRD#: 289328
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/17/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/20/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BELL POTTER SECURITIES (US) LLC
BELL POTTER SECURITIES (US) LLC

CRD#: 289328 / SEC#: , 8-69991

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
444 Madison Ave Floor 39, New York, NY 10022
Mailing Address
444 Madison Ave, New York, NY 10022
Phone number
+1 (917) 819-1410
Established
Delaware since 05/05/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BELL POTTER (US) HOLDINGS INC.SHAREHOLDER
BELL, COLIN MORTONDIRECTOR4373333
COSSETTINI, STEVEMANAGING DIRECTOR5703408
DIFIORE, MONICA LISACCO2966552
GLYNN, MICHAEL GERARDCHIEF FINANCIAL OFFICER3219445
LEE, CINDY-JANECHIEF LEGAL OFFICER AND SECRETARY6832713

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELL POTTER SECURITIES (US) LLC

CRD#: 289328New York, NY 10022

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