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CRD#: 289328
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BELL POTTER SECURITIES (US) LLC is located at 444 Madison Ave Floor 39, New York, NY 10022 and was first established at New York, Delaware in 05/05/2017. After operating for 8 years, BELL POTTER SECURITIES (US) LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BELL POTTER SECURITIES (US) LLC’s clients are individuals and 0% of their clients are high net worth individuals. BELL POTTER SECURITIES (US) LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BELL POTTER SECURITIES (US) LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BELL POTTER SECURITIES (US) LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BELL POTTER SECURITIES (US) LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BELL POTTER SECURITIES (US) LLC Comes From

Understanding the Statistics for BELL POTTER SECURITIES (US) LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
444 Madison Ave Floor 39, New York, NY 10022
Mailing Address
444 Madison Ave, New York, NY 10022
Firm Size
Small
Phone Number
+1 (917) 819-1410
Established
Delaware since 05/05/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BELL POTTER (US) HOLDINGS INC.SHAREHOLDER
BELL, COLIN MORTONDIRECTOR4373333
COSSETTINI, STEVEMANAGING DIRECTOR5703408
DIFIORE, MONICA LISACCO2966552
GLYNN, MICHAEL GERARDCHIEF FINANCIAL OFFICER3219445
LEE, CINDY-JANECHIEF LEGAL OFFICER AND SECRETARY6832713

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Advisor's working at BELL POTTER SECURITIES (US) LLC

SC

Steve Cossettini

Steven Cossettini
RR
CRD#: 5703408
Location:
New York, NY 10022
Company:
BELL POTTER SECURITIES (US) LLC
Disclosures:
Experience:
16 years
View Profile
MD

Monica Lisa Difiore

Monica Lisa Guarneri
RR
CRD#: 2966552
Location:
New York, NY 10022
Company:
MERGER & ACQUISITION CAPITAL SERVICES, LLC
Disclosures:
Experience:
28 years
View Profile
MG

Michael Gerard Glynn

Michael G Glynn
RR
CRD#: 3219445
Location:
New York, NY 10017
Company:
GALLAGHER SECURITIES, INC
Disclosures:
Experience:
22 years
View Profile
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