Morgan Selmi

BROADWING CAPITAL ADVISORS

LARKSPUR, CA 94939

CRD#: 8210023

Some features on this profile are disabled

Professional summary

Morgan Selmi, who also goes by Morgan Elisa Selmi, is a registered financial advisor currently at BROADWING CAPITAL ADVISORS, INC. located in Larkspur, California.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Morgan has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Morgan Elisa Selmi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Selmi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2026 - Present

BROADWING CAPITAL ADVISORS, INC.

Office #1: 101 Larkspur Landing Circle Suite 221, Larkspur, CA 94939

RIA

CRD#: 127513

LARKSPUR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROADWING CAPITAL ADVISORS, INC.

BROADWING CAPITAL ADVISORS | KELLY DOUGLAS KANE | KANE, KELLY DOUGLAS | BROADWING CAPITAL ADVISORS, INC. | BROADWING CAPITAL ADVISORS, INC

CRD#: 127513 / SEC#: 801-129735

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

California

Registered Investment Advisory firm - (5/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2025

Uniform Investment Adviser Law Examination

Current Firm

BROADWING CAPITAL ADVISORS, INC.

BROADWING CAPITAL ADVISORS | KELLY DOUGLAS KANE | KANE, KELLY DOUGLAS | BROADWING CAPITAL ADVISORS, INC. | BROADWING CAPITAL ADVISORS, INC

CRD#: 127513 / SEC#: 801-129735

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

California

Registered Investment Advisory firm - (5/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2024 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 Larkspur Landing Circle Suite 221, Larkspur, CA 94939

Mailing Address

Phone number

(415) 381-7555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (2/3/2026)

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 148,008,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL

John Porcello

EDELMAN FINANCIAL ENGINES

SANTA CLARA, CA

Ryan Canfield

LPL FINANCIAL LLC

IAR

ENOLA, PA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Morgan Selmi

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Selmi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROADWING CAPITAL ADVISORS, INC.

Primary Firm SEC Registration

BROADWING CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2025

Current Firm

BROADWING CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROADWING CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors