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EE
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Eric E. Ellis

ELLIS FINANCIAL PLANNING | Financial Advisor
CLARKSVILLE, TN 37043
CRD#: 5314879
EE
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Professional summary

Eric Edward Ellis is a registered financial advisor currently at ELLIS FINANCIAL PLANNING located in Clarksville, Tennessee.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) Ellis & Company Inc.; Investment Related; 2681 Townsend Ct. Clarksville, TN 37043; Financial Planning; Financial Adviser/Owner; Start Date: 06/2014; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Provide personalized financial advice and asset management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Edward Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2024 - Present

ELLIS FINANCIAL PLANNING

Office #1: 2681 Townsend Ct., Clarksville, TN 37043
RIA
CRD#: 333092
CLARKSVILLE, TN
Past

May 15, 2015 - October 31, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CLARKSVILLE, TN
Past

February 14, 2014 - October 31, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CLARKSVILLE, TN
Past

September 20, 2011 - February 3, 2014

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

January 4, 2011 - September 6, 2011

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

April 12, 2007 - December 16, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ELLIS FINANCIAL PLANNING
BRAMBLE WEALTH PLANNING | GOOD STEWARD WEALTH ADVISERS LLC | ELLIS FINANCIAL PLANNING | BRAMBLE WEALTH PLANNING LLC

CRD#: 333092 / SEC#: 801-131209

RIA
Registered Investment Advisory firm - (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(10/29/2024)
IAR
Texas
(2/20/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/4/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/15/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/11/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EF
ELLIS FINANCIAL PLANNING
BRAMBLE WEALTH PLANNING | GOOD STEWARD WEALTH ADVISERS LLC | ELLIS FINANCIAL PLANNING | BRAMBLE WEALTH PLANNING LLC

CRD#: 333092 / SEC#: 801-131209

RIA
Registered Investment Advisory firm - (9/30/2024 Approved)
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Contact information

Main Address
2681 Townsend Ct., Clarksville, TN 37043
Mailing Address
Phone number
(931) 905-0050
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOOD STEWARD WEALTH ADVISERS, D.B.A. ELLIS FINANCIAL PLANNING ADV PART 2A JAN 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts774
AUM (Assets Under Management)$ 140,529,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELLIS FINANCIAL PLANNING

Financial AdvisorCRD#: 333092Clarksville, TN 37043

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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