Ruosi Li
Professional summary
Ruosi Li is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.
Ruosi is registered as a RR (Registered Representative) and started their career in finance in 2026. Ruosi has worked at 2 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ruosi Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2026 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022April 7, 2026 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/7/2026
Operations Professional ExaminationFINRA
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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