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CRD#: 120583
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

US TIGER SECURITIES, INC. is located at 437 Madison Ave 27th Floor, New York, NY 10022 and was first established at New York, New Jersey in 02/01/2011. After operating for 15 years, US TIGER SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of US TIGER SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. US TIGER SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at US TIGER SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access US TIGER SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at US TIGER SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for US TIGER SECURITIES, INC. Comes From

Understanding the Statistics for US TIGER SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
437 Madison Ave 27th Floor, New York, NY 10022
Mailing Address
437 Madison Ave 27th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(646) 978-5188
Established
New Jersey since 02/01/2011
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TIGER FINTECH HOLDINGS INC.SHAREHOLDER
HUANG, LEICEO5248191
LIANG, CEFINOP/PFO/POO7554601
LIU, YOUQINGCFO/ HEAD OF FINANCE5893930
MIRRO, DANAAML OFFICER (AMLCO)6930752
YE, GUANWUCCO5985247

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Advisor's working at US TIGER SECURITIES, INC.

VL

Vincent Lupo JR.

Vince Lupo, Vincent Lupo Jr, Vincent Lupo
RR
CRD#: 1478037
Location:
Roseland, NJ 07068
Company:
TRADEUP SECURITIES, INC.
Disclosures:
Experience:
37 years
View Profile
DM

Dana Mirro

Dana Nicole Mirro
RR
CRD#: 6930752
Location:
New York, NY 10022
Company:
TRADEUP SECURITIES, INC.
Disclosures:
Experience:
7 years
View Profile
RZ

Rui Zhang

RR
CRD#: 7841135
Location:
New York, NY 10022
Company:
TRADEUP SECURITIES, INC.
Disclosures:
Experience:
1 year
View Profile
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