Caroline E. Hawkins

DYER & COMPANY, L.L.C.

CHARLOTTE, NC 28203

CRD#: 8201251

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Professional summary

Caroline Elise Hawkins is a registered financial advisor currently at DYER & COMPANY, L.L.C. located in Charlotte, North Carolina.

Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Caroline has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Elise Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2025 - Present

DYER & COMPANY, L.L.C.

Office #1: 300 East Boulevard Suite B4, Charlotte, NC 28203

RIA

CRD#: 298855

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/16/2025)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2025

Securities Industry Essentials Examination

Current Firm

DYER & COMPANY, L.L.C.

CRD#: 298855 / SEC#:

North Carolina

Registered Investment Advisory firm - (10/17/2018 Approved)

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Contact information

Main Address

300 East Boulevard Suite B4, Charlotte, NC 28203

Mailing Address

Phone number

(704) 323-6872

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 73,162,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caroline E. Hawkins

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Elise Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2025

SIE

Date: 3/27/2025

Current Firm

DYER & COMPANY, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DYER & COMPANY, L.L.C.

TRUST BUT VERIFY

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