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MA

Michael Astone

ARCSTONE SECURITIES
NEW YORK, NY
·CRD# 8197222·1 year experience

Professional Summary

Michael Astone is a registered financial advisor currently at ARCSTONE SECURITIES LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Michael has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

ARCSTONE SECURITIES LLC·CRD# 306029
BD
885 Third Avenue 21st Floor, New York, NY 11232
December 16, 2025 - Present

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Current Firm

AS
ARCSTONE SECURITIES LLC

ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC

CRD#: 306029 / SEC#: 8-70439
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

885 Third Avenue 21st Floor, New York, NY 11232

Mailing Address

885 Third Avenue 21st Floor, New York, NY 11232

Phone Number

(646) 226-9300

Established

Delaware since 08/13/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCSTONE US CORPOWNER—
ARCVIEW GROUP, INCOWNER—
ASTONE, MICHAELCEO8197222
GUPTA, RAJENDRA K.PRINCIPAL1254681
RED RAVEN CAPITAL LLCOWNER—
RED TITAN CAPITAL LLCOWNER—
THORNTON, STEVEN LEEPFO & CCO4496384

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/10/2026)
RR
Colorado
(12/16/2025)
RR
New York
(2/10/2026)
RR
South Carolina
(2/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2026About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2025About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Astone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MA
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