Curtis L. Mazer

KESTRA ADVISORY SERVICES

Huntington, NY 11743

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CRD#: 819279

Professional summary

Curtis Leonard Mazer, who also goes by Curt Mazer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Huntington, New York and KESTRA INVESTMENT SERVICES, LLC located in Huntington, New York.

Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Curtis has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curt Mazer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/05/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: IVORY WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/05/2025 ADDRESS: 36 North New York Avenue, Suite 2-R, Huntington NY 11743, United States DESCRIPTION: I am an advisor. I advise clients on their accounts, taxes and retirement plans. Name: LEGEND FINANCIAL SERVICES POSITION: Owner NATURE: Qualified Plans INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2025 ADDRESS: 36 North New York Avenue, Suite 2-R, Huntington NY 11743, United States DESCRIPTION: Performing service for taxpayers and qualified retirement plans

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Leonard Mazer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 36 N New York Avenue Suite 2-r, Huntington, NY 11743

RIA

CRD#: 283330

Huntington, NY

Current

May 5, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 36 N New York Ave Suite 2r, Huntington, NY 11743

CRD#: 42046

Huntington, NY

Past

October 11, 2024 - May 7, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Holbrook, NY

Past

October 11, 2024 - May 7, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Holbrook, NY

Past

August 21, 2002 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK,, NY

Past

September 5, 2001 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Holbrook, NY

Past

April 21, 1999 - September 13, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 16, 1995 - June 3, 1999

BROADPOINT DESCAP

CRD#: 14997

NEW YORK, NY

Past

March 25, 1988 - February 17, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 21, 1986 - April 14, 1988

NEW ENGLAND SECURITIES

CRD#: 615

Past

February 13, 1985 - June 9, 1986

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

November 2, 1979 - June 17, 1986

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Past

March 9, 1976 - December 12, 1979

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/5/2025)

California
(5/5/2025)

Colorado
(5/5/2025)

Connecticut
(5/6/2025)

District of Columbia
(5/5/2025)

Florida
(5/5/2025)

Georgia
(5/5/2025)

Kansas
(5/5/2025)

Maryland
(12/5/2025)

Massachusetts
(5/5/2025)

Michigan
(5/5/2025)

Nebraska
(5/5/2025)

New Jersey
(5/5/2025)

New Mexico
(5/5/2025)

New York
(5/5/2025)

IAR

New York
(5/5/2025)

North Carolina
(5/7/2025)

Pennsylvania
(5/5/2025)

Rhode Island
(5/5/2025)

South Carolina
(5/6/2025)

Texas
(5/5/2025)

IAR

Texas
(5/5/2025)

Vermont
(5/5/2025)

Virginia
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/5/1976

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Curtis L. Mazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Leonard Mazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

BROADPOINT DESCAP

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2021

Series 63

Date: 3/5/1985

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1985

Series 1

Date: 3/5/1976

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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