Richard J. Volpe
Professional summary
Richard John Volpe, CFP®, who also goes by Rick Volpe, is a registered financial advisor currently at WESCOTT FINANCIAL ADVISORY GROUP LLC located in Philadelphia, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Richard has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Volpe's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1979
Experience
January 13, 2022 - Present
WESCOTT FINANCIAL ADVISORY GROUP LLC
Office #1: 30 South 17th Street, Philadelphia, PA 19103-4196Office #2: 162 Main Street, Harleysville, PA 19438February 6, 1997 - April 20, 2001
IFG NETWORK SECURITIES, INC.
September 20, 1991 - December 31, 2021
ASSET PLANNING SERVICES LTD.
May 15, 1987 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
September 30, 1986 - June 9, 1987
FSC SECURITIES CORPORATION
February 20, 1976 - October 10, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 20, 1976 - October 14, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
February 20, 1976 - October 14, 1986
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2022)
(1/13/2022)
Exams
Series 1
Date: 2/14/1976
Registered Representative ExaminationCurrent Firm
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,329 |
| AUM (Assets Under Management) | $ 3,725,004,015 |
Red Flags
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