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PO

Portia Osuch

GUGGENHEIM INVESTMENTS
Bayside, NY 11361
Some features on this profile are disabled
CRD#: 8181834
PO
Portia OsuchGUGGENHEIM INVESTMENTS

Professional summary

Portia Osuch is a registered financial advisor currently at GUGGENHEIM INVESTMENTS located in Bayside, New York and GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in Bayside, New York.

Portia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Portia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
USC Marshall & Leventhal Alumni Association New York Chapter | | University Alumni Association which engages with Alumni | | LOCATION: Los Angeles, CA | | Committee Member | | START DATE: 5/22/2026 | | DEVOTE: 8 HRS/MTH WITH 0 DURING TRADING HOURS | | NOT INVESTMENT RELATED | |+| |

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CRS (Client Relationship Summary) - RIA

Click below to view Portia Osuch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2026 - Present

GUGGENHEIM INVESTMENTS

Office #1: 42-40 Bell Blvd Suite 501, Bayside, NY 11361
RIA
CRD#: 105477
Bayside, NY
Current

March 17, 2026 - Present

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Office #1: 42-40 Bell Blvd., Suite 505, Bayside, NY 11361
RIA
BD
CRD#: 39805
BAYSIDE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GUGGENHEIM INVESTMENTS
6TH AVENUE INVESTMENT MANAGEMENT COMPANY | SECURITY MANAGEMENT COMPANY, LLC | SECURITY INVESTORS, LLC | SECURITY GLOBAL INVESTORS | RYDEX|SGI | RYDEX INVESTMENTS | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENTS ASSET MANAGEMENT | GUGGENHEIM INVESTMENTS | 6TH AVENUE INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 105477 / SEC#: 801-8008

RIA
Registered Investment Advisory firm - (11/20/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/12/2026)
IAR
New York
(8/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/11/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GUGGENHEIM INVESTMENTS
6TH AVENUE INVESTMENT MANAGEMENT COMPANY | SECURITY MANAGEMENT COMPANY, LLC | SECURITY INVESTORS, LLC | SECURITY GLOBAL INVESTORS | RYDEX|SGI | RYDEX INVESTMENTS | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENTS ASSET MANAGEMENT | GUGGENHEIM INVESTMENTS | 6TH AVENUE INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 105477 / SEC#: 801-8008

RIA
Registered Investment Advisory firm - (11/20/1971 Approved)
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Contact information

Main Address
330 Madison Avenue 10th Floor, New York, NY 10017
Mailing Address
Phone number
(212) 739-0700
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts113
AUM (Assets Under Management)$ 7,395,263,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUGGENHEIM INVESTMENTS

CRD#: 105477Bayside, NY 11361

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