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PG

Peter A. Gallo

ARDEA PARTNERS LP
New York, NY 10001
CRD#: 8160532
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PG
Peter Anthony Gallo IIARDEA PARTNERS LP

Professional summary

Peter Anthony Gallo II, who also goes by Peter Anthony Gallo II, Peter Anthony Gallo, Peter Gallo, is a registered financial professional currently at ARDEA PARTNERS LP located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2026. Peter has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Peter Anthony Gallo Ii | Peter Anthony Gallo | Peter Gallo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Anthony Gallo II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

ARDEA PARTNERS LP

Office #1: 10 Hudson Yards 48th Floor, New York, NY 10001Office #2: 10 Hudson Yards 48th Floor, New York, NY 10001
BD
CRD#: 283558
New York, NY
Past

January 7, 2026 - May 19, 2026

DOWLING & PARTNERS SECURITIES LLC

BD
CRD#: 24746
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/7/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AP
ARDEA PARTNERS LP
ARDEA PARTNERS LLC | ARDEA PARTNERS LP

CRD#: 283558 / SEC#: , 8-69761

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 Hudson Yards 48th Floor, New York, NY 10001
Mailing Address
10 Hudson Yards 48th Floor, New York, NY 10001
Phone number
(212) 430-2300
Established
Delaware since 02/17/2016
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ARDEA HOLDINGS LPSHAREHOLDER
ARDEA GP LLCGENERAL PARTNER
COLE, CHRISTOPHER ALFREDPARTNER, CHAIRMAN1721589
LIPSTEIN, KEVIN SCOTTFINOP/PFO & POO5880781
ROSS, IVANPARTNER, CHIEF COMPLIANCE OFFICER2631534
TRUESDALE, DONALD JAMESPARTNER, CHIEF EXECUTIVE OFFICER2172140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARDEA PARTNERS LP

CRD#: 283558New York, NY 10001

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