Christopher Alfred Cole
Professional Summary
Christopher Alfred Cole is a registered financial advisor currently at ARDEA PARTNERS LP located in Princeton, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
ARDEA PARTNERS LLC | ARDEA PARTNERS LP
Contact Information
Main Address
10 Hudson Yards 48th Floor, New York, NY 10001Mailing Address
10 Hudson Yards 48th Floor, New York, NY 10001Phone Number
(212) 430-2300Established
Delaware since 02/17/2016Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/30/2016)
(9/2/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Alfred Cole's CRS (Customer Relationship Summary).
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