RH
Richard G. Hana
KESTRA ADVISORY SERVICES
Ponte Vedra Beach, FL 32082
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CRD#: 811949
RH
Professional summary
Richard Gregory Hana, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ponte Vedra Beach, Florida and KESTRA INVESTMENT SERVICES, LLC located in Ponte Vedra Beach, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RICHARD G HANA AND HELEN HOPE HANA POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 3206 Sawgrass Village Circle, Ponte Vedra Beach FL 32082, United States DESCRIPTION: This is the office we operate the business out of. I own the space free and clear. There is no rent and I'm not collecting rent from anyone. We manage this space on our own. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR HFG WEALTH ADVISORS POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1980 ADDRESS: 3206 Sawgrass Village Circle, Ponte Vedra Beach FL 32082, United States DESCRIPTION: Work with clients to help them meet their financial goals.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Gregory Hana's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3206 Sawgrass Village Circle, Ponte Vedra Beach, FL 32082RIA
CRD#: 283330
Ponte Vedra Beach, FL
Current
September 3, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3206 Sawgrass Village Circle, Ponte Vedra Beach, FL 32082BD
CRD#: 42046
Ponte Vedra Beach, FL
Past
November 1, 2005 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
PONTE VEDRA, FL
Past
October 31, 2005 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
PONTE VEDRA, FL
Past
November 2, 1992 - November 2, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
JACKSONVILLE, FL
Past
October 22, 1982 - January 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
September 3, 1975 - November 2, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 3, 1975 - November 2, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/17/2025)
RR
Colorado(9/3/2025)
RR
Florida(9/3/2025)
IAR
Florida(10/3/2025)
RR
Kentucky(9/3/2025)
RR
Minnesota(9/25/2025)
RR
North Carolina(9/17/2025)
RR
Ohio(9/3/2025)
RR
Texas(9/3/2025)
IAR
Texas(9/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/25/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Ponte Vedra Beach, FL 32082TRUST BUT VERIFY
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