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Eugene Cochran Mccolley

CRD# 811686·Registered 1975 - 2013
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Cochran Mccolley, who also goes by Gene Mccolley, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1975 - 2013. Eugene had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene Mccolley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

GVC CAPITAL LLC·CRD# 38923
BD
Greenwood Village, CO
March 18, 2004 - January 31, 2013
GVC CAPITAL LLC·CRD# 38923
BD
Greenwood Village, CO
October 27, 1995 - January 30, 2003
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
January 23, 1987 - June 6, 1995
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
July 19, 1983 - March 7, 1985
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
November 16, 1982 - May 10, 1983
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
July 15, 1982 - November 19, 1982
PRESTIGE INVESTORS, INC.·CRD# 10300
BD
July 8, 1982 - August 10, 1982
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - February 17, 1980
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
January 29, 1980 - July 19, 1982
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
September 5, 1979 - January 31, 1980
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
July 20, 1978 - March 3, 1979
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
September 2, 1975 - August 19, 1976

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Current Firm

GC
GVC CAPITAL LLC

BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: 8-48465
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16318 E Berry Ave, Centennial, CO 80015

Mailing Address

16318 E Berry Ave, Centennial, CO 80015

Phone Number

(303) 694-0862

Established

Colorado since 06/09/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER—
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONCEO, CCO1080361
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1975About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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