Richard Tyson Huebner
Professional Summary
Richard Tyson Huebner, who also goes by Dick Huebner, is a registered financial advisor currently at GVC CAPITAL LLC located in Centennial, Colorado. Richard is registered as a RR (Registered Representative) and started their career in finance in 1982. Richard has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 8, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dick Huebner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC
Contact Information
Main Address
16318 E Berry Ave, Centennial, CO 80015Mailing Address
16318 E Berry Ave, Centennial, CO 80015Phone Number
(303) 694-0862Established
Colorado since 06/09/1995Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/4/2013)
(2/18/2003)
(10/9/2001)
(10/6/2025)
(1/5/2021)
(9/30/2024)
(8/28/2024)
(2/26/2018)
(1/13/2020)
(11/7/2001)
(1/16/2024)
(11/14/2001)
(1/3/2025)
(1/3/2025)
(1/25/2013)
(1/10/2024)
(2/10/2010)
(12/16/2025)
(5/18/2012)
(1/11/2024)
(8/24/2012)
(10/22/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1987SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Tyson Huebner's CRS (Customer Relationship Summary).
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