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Gregory Gale Fulton

GVC CAPITAL
CENTENNIAL, CO
·CRD# 215757·56 years experience

Professional Summary

Gregory Gale Fulton, who also goes by Greg Gale Fulton, is a registered financial advisor currently at GVC CAPITAL LLC located in Centennial, Colorado. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1970. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 7TO, SIE, PC, Series 1, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Gale Fulton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
February 28, 2002 - Present
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
October 6, 2000 - February 27, 2002
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
June 23, 1993 - October 10, 2000
LEHMAN BROTHERS INC.·CRD# 7506
BD
February 15, 1988 - March 19, 1988
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 26, 1988 - May 21, 1993
E. F. HUTTON & COMPANY INC·CRD# 235
BD
April 28, 1970 - February 15, 1988

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Current Firm

GC
GVC CAPITAL LLC

BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: 8-48465
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16318 E Berry Ave, Centennial, CO 80015

Mailing Address

16318 E Berry Ave, Centennial, CO 80015

Phone Number

(303) 694-0862

Established

Colorado since 06/09/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER—
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONCEO, CCO1080361
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/28/2002)
RR
Colorado
(2/28/2002)
RR
Florida
(2/28/2002)
RR
Kansas
(12/5/2022)
RR
Oklahoma
(2/24/2020)
RR
South Dakota
(3/14/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1981About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 1 — Registered Representative Examination

Passed Apr 1970

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1995About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Gale Fulton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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