EE
Erik Ely
BERNSTEIN INSTITUTIONAL SERVICES
NEW YORK, NY 10167
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CRD#: 8115246
EE
Erik ElyBERNSTEIN INSTITUTIONAL SERVICES
Professional summary
Erik Ely is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2026. Erik has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erik Ely's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2026 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167RIA
BD
CRD#: 317807
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
What does exam status mean?
General Industry/Product Exam
RR
Series 7TO
Passed: 9/15/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC
Current Firm
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
245 Park Ave, New York, NY 10167
Mailing Address
245 Park Ave, New York, NY 10167
Phone number
(917) 344-8600
Established
Delaware since 10/15/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
282
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANFORD C BERNSTEIN HOLDINGS LTD | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RUFFINO, CHRISTOPHER WILLIAM | CHIEF FINANCIAL OFFICER / FINOP | 7514157 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
