Christopher William Ruffino
Professional Summary
Christopher William Ruffino is a registered financial advisor currently at SG AMERICAS SECURITIES, LLC located in New York, New York and BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 2 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
Contact Information
Main Address
245 Park Ave, New York, NY 10167Mailing Address
245 Park Ave, New York, NY 10167Phone Number
(917) 344-8600Established
Delaware since 10/15/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
282FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANFORD C BERNSTEIN HOLDINGS LTD | SOLE LLC MEMBER | — |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RUFFINO, CHRISTOPHER WILLIAM | CHIEF FINANCIAL OFFICER / FINOP | 7514157 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
State Registrations and Notice Filings
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Exams
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SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher William Ruffino's CRS (Customer Relationship Summary).
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