Finn Harrington
Professional summary
Finn Harrington is a registered financial professional currently at BA SECURITIES, LLC located in Santa Monica, California.
Finn is registered as a RR (Registered Representative) and started their career in finance in 2025. Finn has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Finn Harrington's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2025 - Present
BA SECURITIES, LLC
Office #1: 808 Wilshire Blvd., Suite 200, Santa Monica, CA 90401State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2025)
(8/13/2025)
(8/13/2025)
(2/5/2026)
Exams
Series 79TO
Date: 8/4/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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