Victor A. Cohn
Professional summary
Victor Allan Cohn is a registered financial professional currently at SOLEBURY CAPITAL LLC located in Stamford, Connecticut.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1975. Victor has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, PC, Series 7, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Allan Cohn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2007 - Present
SOLEBURY CAPITAL LLC
Office #1: 1010 Washington Blvd 10th Floor, Stamford, CT 06901July 31, 2003 - January 19, 2007
BRADLEY WOODS & CO. LTD.
January 9, 2001 - August 6, 2001
ALLEY CAPITAL SERVICES LLC
June 22, 2000 - February 20, 2001
WIT CAPITAL CORPORATION
October 7, 1996 - April 5, 2000
J.P. MORGAN SECURITIES LLC
April 14, 1992 - August 2, 1995
UBS SECURITIES LLC
May 8, 1978 - April 1, 1992
SALOMON BROTHERS INC.
August 24, 1976 - May 21, 1978
MORGAN STANLEY & CO., INCORPORATED
May 22, 1975 - November 3, 1976
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2008)
(1/17/2019)
(7/11/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationPC
Date: 10/1/1980
AMEX Put and Call ExamSeries 40
Date: 10/30/1978
Registered Principal ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
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