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MA

Max Ray Andrus

MHL INVESTMENTS
MIDVALE, UT
·CRD# 8077153·1 year experience

Professional Summary

Max Ray Andrus is a registered financial advisor currently at MHL INVESTMENTS located in Midvale, Utah. Max is registered as a RR (Registered Representative) and started their career in finance in 2025. Max has worked at 1 firm and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

MHL INVESTMENTS·CRD# 2535
RIA
BD
1. Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 840472. 6900 S. 900 E. Suite 200, Midvale, UT 84047
June 26, 2025 - Present

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Current Firm

MI
MHL INVESTMENTS

M. H. LEBLANG, INC. | SYNCHRONY WEALTH MANAGEMENT | MHL TAMP | MHL INVESTMENTS ADVISORY | MHL INVESTMENTS | MHL

CRD#: 2535 / SEC#: 8-12730
Utah
Registered Investment Advisory firm - SEC (1/12/2026 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

6900 S. 900 E. Suite 200, Midvale, UT 84047

Mailing Address

6900 S. 900 E. Suite 200, Midvale, UT 84047

Phone Number

(801) 545-8706

Established

New York since 01/04/1966

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

7

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONES, ROY RUSSELLCEO, CCO3166097
JONES, JOSHUA PAUL EDWARD DALE RAYGSP5139521
ROY AND JANICE JONES FAMILY TRUSTTRUST—
JONES, JANICETRUSTEE8354282
JONES, ROY MELVINTRUSTEE4277722
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jun 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed May 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Max Ray Andrus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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