Joshua Paul Edward Dale Ray Jones
CFP®Professional Summary
Joshua Paul Edward Dale Ray Jones, CFP® is a registered financial advisor currently at EVERSPIRE located in Midvale, Utah and E6 PORTFOLIOS located in Midvale, Utah. Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joshua has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
Contact Information
Main Address
6900 South 900 East Suite 200, Midvale, UT 84047Phone Number
(801) 545-8706# of Employees
20SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,932AUM (Assets Under Management)
$247,716,434Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
State Registrations and Notice Filings
(2/7/2018)
(8/22/2019)
(2/8/2018)
(11/23/2021)
(4/24/2020)
(1/23/2018)
(2/25/2022)
(1/23/2018)
(1/23/2018)
(7/5/2019)
(1/23/2018)
(12/18/2020)
(2/21/2018)
(1/23/2018)
(1/23/2018)
(4/26/2018)
(2/22/2022)
(1/7/2022)
(1/24/2022)
(2/16/2018)
(12/2/2021)
(10/18/2019)
(3/18/2021)
(8/14/2015)
(1/23/2018)
(10/1/2019)
(2/3/2022)
(2/22/2022)
(2/23/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joshua Paul Edward Dale Ray Jones's CRS (Customer Relationship Summary).
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