Kevin L Wright
Professional Summary
Kevin L Wright, who also goes by Kevin Leo Wright, Kevin Wright, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Auburn, Maine. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2025. Kevin has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Leo Wright, Kevin Wright
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Years of Experience
1 years in the financial services industry
Current & Past Employments
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Current Firm
TD PRIVATE CLIENT WEALTH LLC
Contact Information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017Phone Number
(877) 703-9896Established
Delaware since 07/13/2012Firm Type
Limited Liability CompanyFiscal Year End
OctoberFirm Size
Large# of Employees
671SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
25,698AUM (Assets Under Management)
$8,574,585,303Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | Cover Page | Report |
| 09/27/2024 | Cover Page | Report |
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2025About the Series 6TO examSRO Registrations
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Kevin L Wright's CRS (Customer Relationship Summary).
Similar Advisors
FALCON WEALTH PLANNING, LLC
SOUTH BAY FINANCIAL PARTNERS
ATLAS INVESTMENT ADVISORS
MORGAN STANLEY
