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Chris Baviello

GPP SECURITIES
Greenwich, CT
·CRD# 8066061·1 year experience

Professional Summary

Chris Baviello is a registered financial advisor currently at GPP SECURITIES, LLC located in Greenwich, Connecticut. Chris is registered as a RR (Registered Representative) and started their career in finance in 2025. Chris has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

GPP SECURITIES, LLC·CRD# 285223
BD
165 Mason Street 3rd Floor, Greenwich, CT 06830
December 3, 2025 - Present

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Current Firm

GS
GPP SECURITIES, LLC

GPP SECURITIES, LLC

CRD#: 285223 / SEC#: 8-69832
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

165 Mason Street 3rd Floor, Greenwich, CT, 06830

Mailing Address

165 Mason Street 3rd Floor, Greenwich, CT, 06830

Phone Number

(203) 971-3300

Established

Delaware since 07/01/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT POINT PARTNERS, LLCMEMBER158423
ABRAHAM, PRESTON NMNGENERAL SECURITIES PRINCIPAL6710332
FELSENTHAL, ADAM BRIANGENERAL SECURITIES PRINCIPAL/CCO7212547
PANZIER, RONALD MARCGENERAL SECURITIES PRINCIPAL/MANAGER2515899
RICHARDS, JAMES ROSSFIN OP2680389

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(12/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Chris Baviello's CRS (Customer Relationship Summary).

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