James Ross Richards

1. The University of Texas at Dallas; not inv-rel; 800 W Campbell Rd, Richardson, TX 75080; education; Senior Lecturer of Finance; started 08/2009; 0 hours; senior lecturer of finance 2. Venturis Therapeutics, Inc.; inv-rel; 2626 Cole Avenue, Suite 30, Dallas, Texas 75204; biopharmaceutical; Independent Member of Board of Directors; started 09/2014; 5 hours; board member 3. Texas Business Capital, LLC; not inv-rel; 4617 Mockingbird Ln, Dallas, TX 75209; Business Development; Owner; Started 12/2000; 2 hours; business development 4. Red River Petroleum, LLC; inv-rel; 4617 Mockingbird Ln, Dallas, TX 75209; Oil & Gas; Managing Member; CFO; started 06/2016; 5 hours; acquisition of oil and gas lease 5. Nobles & Richards Advisors, Inc.; inv-rel; 801 E Plano Pkwy, Ste 220, Plano, TX 75074; Registered Investment Advisor; Owner; CFO; started 03/2015; 2 hours; CFO 6. Navidar Group, LLC; inv-rel; 2700 Via Fortuna, Ste 140, Austin TX 78746; Private M&A; FINOP; started 05/2021; 10 hours; FINOP 7. Capital Hill Group, Inc.; inv-rel; 43 Rainey St. #3201, Austin TX 78701; Inactive Broker/Dealer; FINOP; started 05/2021; 10 hours; FINOP 8. Old Slip Capital Management, Inc.; inv-rel; 40 Wall Street, 28th Floor, New York, NY 10005; Investment Management; FINOP; started 05/2021; 20 hours; FINOP 9. Nobles & Richards, Inc.; inv-rel; 801 E Plano Pkwy, Ste 220, Plano, TX 75074; Broker/Dealer; Owner; FINOP; started 08/2008; 10 hours; FINOP 10. GPP Securities, LLC; inv-rel; 165 Mason St, 3rd Floor Greenwich, CT 06830; Private Equity; FINOP; started 08/2018; 10 hours; FINOP 11. Reef Securities, Inc.; inv-rel; 1901 N Central Expy, Ste 310 Richardson, TX 75080; DPP Oil & Gas; FINOP; started 10/2018; 10 hours; FINOP 12. Allocations Securities, LLC; inv-rel; 3558 Round Barn Blvd, Ste 200 Office 206, San Mateo, CA 95403; ATS; FINOP; started 12/2022; 15 hours; FINOP 13. Investment Visa Consultants, LLC; inv-rel; 2679 Glen Eagles Rd, Lake Oswego, OR 97034; EB-5 Visa Investments; FINOP; started 07/2019; 20 hours; FINOP