Ralph C. Williams

PALMDALE, CA 93551

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CRD#: 805613

Professional summary

Ralph Cannon Williams JR, CFP® was a registered financial advisor .

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Ralph had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SAGE COLLEGE PLANNING, NON-INVESTMENT RELATED, PALMDALE, CA 93351, CONSULTING ON COLLEGE ADMISSION AND FINANCIAL AID, OWNER, SINCE 11/1/2013, DEVOTED TIME IS 40 HRS A MONTH, CONSULT WITH FAMILIES TO BETTER POSITION THEIR STUDENTS FOR COLLEGE ACCEPTANCE WITH BETTER FINANCIAL AID PACKAGES. 2. PROPRIETOR, RALPH WILLIAMS, PALMDALE, CA 93551, START DATE 5-12-1976, 16 HOURS PER MONTH, NON INVESTMENT RELATED, SALES OF FIXED INSURANCE AND ANNUITIES AND LIFE INSURANCE. 3. DIRECTOR OF MUSIC, LANCASTER UNITED METHODIST CHURCH, 918 W. AVENUE J, LANCASTER, CA 93534, NON INVESTMENT RELATED, START DATE 9-1-1999, 40 HOURS PER MONTH, SELECT AND DIRECT MUSIC FOR CHOIR AND ORCHESTRA FOR WORSHIP SERVICES AND CONCERTS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

January 5, 2026 - Present

Office #1: 40462 Snake Lane, Palmdale, CA 93551

PALMDALE, CA

Past

November 6, 2018 - December 31, 2024

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

PALMDALE, CA

Past

December 17, 2007 - December 31, 2012

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

PALMDALE, CA

Past

December 17, 2007 - December 31, 2024

CENTAURUS FINANCIAL, INC.

CRD#: 30833

PALMDALE, CA

Past

June 2, 2006 - December 14, 2007

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

BRIDGEWATER, NJ

Past

June 22, 2005 - June 2, 2006

THE INVESTMENT CENTER, INC.

RIA

CRD#: 17839

LANCASTER, CA

Past

August 1, 2002 - December 14, 2007

THE INVESTMENT CENTER, INC.

CRD#: 17839

LANCASTER, CA

Past

July 19, 2001 - January 21, 2003

CALIFORNIA FINANCIAL NETWORK, INC.

CRD#: 103702

BAKERSFIELD, CA

Past

August 30, 1988 - June 19, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 21, 1988 - September 12, 1988

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

Past

May 3, 1988 - August 10, 1988

ASSOCIATED SECURITIES CORP.

CRD#: 12969

Past

November 1, 1982 - May 5, 1988

LPL FINANCIAL LLC

CRD#: 6413

Past

March 6, 1975 - March 28, 1983

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 2/28/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1983

General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ralph C. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

CALIFORNIA FINANCIAL NETWORK, INC.

LPL FINANCIAL LLC

ALLIANCE ADVISORY & SECURITIES, INC.

ASSOCIATED SECURITIES CORP.

LPL FINANCIAL LLC

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2018

Series 63

Date: 11/1/1984

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 2/28/1975

Series 24

Date: 8/31/1983

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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